Sunday 13 February 2022

Whether trial will be vitiated if the court fails to hear accused on the point of sentence?

 From the above abstract, it may be seen that the Apex Court, as a general Rule, has held that the Trial Courts should after recording the conviction adjourn the matter to a future date and call upon both the prosecution as well as the defence to place the relevant material bearing on the question of sentence before it and thereafter pronounce the sentence to be imposed on the offender. However, in the instant case, the learned Trial Court proceed to pronounce the sentence immediately after convicting the appellant on the same day. {Para 8}

[9.] The Apex Court in Santa Singh Vs. State of Punjab (1976) 4 SCC 190, held that hearing contemplated by Section 235 (2) of the Cr.PC is not confined merely to hearing oral submissions, but it is also intended to give an opportunity to the prosecution and the accused to place before the Court facts and material relating various factors bearing on the question of sentence and if they are contested by other side, then to produce evidence for the purpose of establishing the same. At the same time, care would have to be taken by the Court to see that hearing on the question of sentence is not abused and turned into an instrument for unduly protracting the proceedings. The claim of due and proper hearing would have to be harmonized with the requirement of expeditious disposal of proceedings.

The non-compliance with the mandatory provisions of Section 235 (2) cannot be treated as a mere irregularity curable under Section 465 of the Code of Criminal Procedure, 1973. It is much more serious. It amounts to bypassing an important stage of the trial and omitting it altogether so that the trial cannot be said to be that contemplated in the Code. This deviation constitutes disobedience to an express provision of the Code as to the mode of trial. It goes to the root of the matter and the resulting illegality is of such a character that it vitiates the sentence.

THE GAUHATI HIGH COURT

Case No. : CRL.A(J)/8/2020

Zothanpuia Council Veng Vs State of Mizoram Aizawl

BEFORE

 MR. JUSTICE NELSON SAILO

 MRS. JUSTICE MARLI VANKUNG

Author: (Nelson Sailo, J)

Date of Judgment : 31.01.2022.

Heard Mr. C. Lalfakzuala, learned Amicus Curiae appearing for the appellant and Mr. C.

Zoramchhana, learned Public Prosecutor appearing for the State. This is an appeal preferred


by the appellant from jail against the Judgment & Order dated 02.11.2012 passed by the

Addl. District & Sessions Judge – I, Aizawl in Criminal Trial No. 2570/2011, convicting the

appellant under Sections 376 and 302 of the Indian Penal Code (IPC) and imposing upon him

a sentence of Rigorous Imprisonment (R.I) for 10 years with fine of Rs. 5,000/- with a default

clause for his conviction under Section 376 (1) IPC and a sentence of Rigorous Imprisonment

(R.I) for life with fine of Rs. 5,000/- with default clause for his conviction under Section 302

IPC.

[2.] The learned Amicus Curiae has drawn our attention to the grounds taken in

the appeal which is to the effect that he has no complaint against the sentence imposed upon

him and he completely accepts the judgment passed by the Trial Court. He has however

stated that due to his ill-health, the sentence imposed upon him may be shortened/reduced.

The learned Amicus Curiae submits that under the given circumstance, the only grievance

which the appellant can make is that he was not afforded reasonable and adequate

opportunity of hearing as required under Section 235 of the Cr.PC before he was handed

down the sentence. Referring to the said provision, he submits that the Trial Court after

hearing arguments and points of law (if any), is to give a judgment in the case and in case

the accused person is convicted, the Trial Court, unless it proceeds in accordance with the

provisions of Section 360 Cr.PC, should hear the accused person on the question of sentence

and then pass sentence on him according to law. He submits that in the present case, from a

bare perusal of the impugned judgment & order, it can be seen that the learned Trial Court

did not afford adequate opportunity of hearing to the appellant and that he was sentenced on

the same day of his conviction. The learned Amicus Curiae submits that it is settled law as

laid down by the Apex Court that the sentencing court must approach the question seriously

and must endeavor to see that all the relevant facts and circumstances bearing on the

question of sentence are brought on record. Only after giving due weight to the mitigating as

well as the aggravating circumstances placed before it, it must pronounce the sentence. In

support of his submission, the learned Amicus Curiae relies upon the case of Allaudin Mian &

Others Vs. State of Bihar, (1989) 3 SCC 5. He therefore submits that it is a fit case for

remanding the matter back to the Trial Court for sentence hearing in terms of the relevant

provisions of law and as per the law laid down by the Apex Court.

[3.] Mr. C. Zoramchhana, learned Public Prosecutor also by referring to the appeal

preferred by the appellant from jail submits that the only grievance of the appellant is that

due to his ill health, he has prayed for reduction of the sentence imposed upon him. He

submits that the appellant has already been imposed with the minimum sentence under

Section 302 IPC and therefore, there is no scope for reducing the sentence. The learned

Public Prosecutor submits that the appellant may however approach the appropriate

Government under Section 432 or 433 of the Cr.PC which deals with the power of the State

Government to suspend, remit or commute sentence. He further submits that the appellant in

fact had made confessional statement before the Judicial Magistrate and the Judicial

Magistrate who had recorded the confessional statement was also examined during the Trial.

Besides, the appellant has also admitted the charge made against him under Section 302 IPC.

He also submits that the steps that can be taken by an Appellate Court in considering an

appeal are provided under Section 386 of the Cr.PC. Unless the Appellate Court interferes

with the findings of the Trial Court, there is no scope for altering or reducing the sentence

when the minimum punishment prescribed has already been imposed. In the present case as

well, the appellant was imposed with the minimum sentence by the learned Trial Court and

under the circumstance, remanding the matter back to the Trial Court for giving an

opportunity of hearing to the appellant would only be an empty formality. Under the

circumstance, he submits that the appeal being without merit, the same should be dismissed.

[4.] We have heard the submissions made by the learned counsels for the rival

parties and we have perused the materials available on record. As may be noticed, the

appellant was convicted under Section 302 IPC and under Section 376(1) IPC. On being

convicted, he was sentenced to Rigorous Imprisonment for 10 years and with fine under

Section 376 (1) IPC and Rigorous Imprisonment for life with fine and with a default clause

under Section 302 IPC.

[5.] The appeal preferred by him from jail is to the effect that he has accepted the

conviction and sentence imposed upon him but due to his ill-health, he has prayed for

reduction of the term of his sentence. It may be seen that under Section 376 (1) of the IPC,

the minimum sentence provided prior to the amendment which became effective from

03.02.2013 was 7 years imprisonment and which could be extended to imprisonment for life

or for a term which may extend to 10 years. The crime was alleged to have been committed

on 05.12.2011 i.e, before the amendment of Section 376 (1) IPC and therefore, it can be

seen that the appellant has not been given the minimum sentence under Section 376 (1) IPC.

[6.] Further, as pointed out by the learned Amicus Curiae, the Trial Court if it decides

to convict an accused, has to give him or her an opportunity of hearing on the sentence

contemplated in terms of the provision of Section 235 Cr.PC. Section 235 Cr.PC may be

abstracted below for ready perusal –

“235. Judgment of acquittal or conviction.- (1) After hearing arguments

and points of law (if any), the Judge shall give a judgment in the case.

(2) If the accused is convicted, the Judge shall, unless he proceeds in

accordance with the provisions of section 360, hear the accused on the question of

sentence, and then pass sentence on him according to law.”

[7.] In appreciating the above abstracted provision, the Apex Court in Allaudin Mian

& Others (supra) at paragraph No. 10 of the judgment held as follows:-

“10. Even a casual glance at the provisions of the Penal Code will show that the

punishments have been carefully graded corresponding with the gravity of offences; in

grave wrongs the punishments prescribed are strict whereas for minor offences

leniency is shown. Here again there is considerable room for manoeuvre because the

choice of the punishment is left to the discretion of the Judge with only the outer

limits stated. There are only a few cases where a minimum punishment is prescribed.

The question then is what procedure does the Judge follow for determining the

punishment to be imposed in each case to fit the crime? The choice has to be made

after following the procedure set out in sub-section (2) of Section 235 of the Code.

That sub-section reads as under:

If the accused is convicted, the Judge shall, unless he proceeds in

accordance with the provisions of Section 360, hear the accused on the

question of sentence, and then pass sentence on him according to law.

The requirement of hearing the accused is intended to satisfy the rule of natural

justice. It is a fundamental requirement of fair play that the accused who was hitherto

concentrating on the prosecution evidence on the question of guilt should, on being

found guilty, be asked if he has anything to say or any evidence to tender on the

question of sentence. This is all the more necessary since the Courts are generally

required to make the choice from a wide range of discretion in the matter of

sentencing. To assist the Court in determining the correct sentence to be imposed the

legislature introduced sub-section (2) to Section 235. The said provision therefore

satisfies a dual purpose; it satisfies the rule of natural justice by according to the

accused an opportunity of being heard on the question of sentence and at the same

time helps the Court to choose the sentence to be awarded. Since the provision is

intended to give the accused an opportunity to place before the Court all the relevant

material having a bearing on the question of sentence there can be no doubt that the

provision is salutary and must be strictly followed. It is clearly mandatory and should

not be treated as a mere formality. Mr. Garg was, therefore, justified in making a

grievance that the Trial Court actually treated it as a mere formality as is evident from

the fact that it recorded the finding of guilt on March 31, 1987, on the same day

before the accused could absorb and overcome the shock of conviction they were

asked if they had anything to say on the question of sentence and immediately

thereafter the decision imposing the death penalty on the two accused was

pronounced. In a case of life or death as stated earlier, the presiding officer must show

a high degree of concern for the statutory right of the accused and should not treat it

as a mere formality to be crossed before making the choice of sentence. If the choice

is made, as in this case, without giving the accused an effective and real opportunity

to place his antecedents, social and economic background, mitigating and extenuating

circumstances, etc., before the court, the court's decision on the sentence would be

vulnerable. We need hardly mention that in many cases a sentencing decision has far

more serious consequences on the offender and his family members than in the case

of a purely administrative decision; a fortiori, therefore, the principle of fair play must

apply with greater vigour in the case of the former than the latter. An administrative

decision having civil consequences, if taken without giving a hearing is generally struck

down as violative of the rule of natural justice. Likewise a sentencing decision taken

without following the requirements of sub-section (2) of Section 235 of the Code in


letter and spirit would also meet a similar fate and may have to be replaced by an

appropriate order. The sentencing court must approach the question seriously and

must endeavour to see that all the relevant facts and circumstances bearing on the

question of sentence are brought on record. Only after giving due weight to the

mitigating as well as the aggravating circumstances placed before it, it must

pronounce the sentence. We think as a general rule the Trial Courts should after

recording the conviction adjourn the matter to a future date and call upon both the

prosecution as well as the defence to place the relevant material bearing on the

question of sentence before it and thereafter pronounce the sentence to be imposed

on the offender. In the present case, as pointed out earlier, we are afraid that the

learned Trial Judge did not attach sufficient importance to the mandatory requirement

of sub-section (2) of Section 235 of the Code. The High Court also had before it only

the scanty material placed before the learned Sessions Judge when it confirmed the

death penalty.”

[8.] From the above abstract, it may be seen that the Apex Court, as a general Rule, has held that the Trial Courts should after recording the conviction adjourn the matter to a future date and call upon both the prosecution as well as the defence to place the relevant material bearing on the question of sentence before it and thereafter pronounce the sentence to be imposed on the offender. However, in the instant case, the learned Trial Court proceed to pronounce the sentence immediately after convicting the appellant on the same day.

[9.] The Apex Court in Santa Singh Vs. State of Punjab (1976) 4 SCC 190, held that hearing contemplated by Section 235 (2) of the Cr.PC is not confined merely to hearing oral submissions, but it is also intended to give an opportunity to the prosecution and the accused to place before the Court facts and material relating various factors bearing on the question of sentence and if they are contested by other side, then to produce evidence for the purpose of establishing the same. At the same time, care would have to be taken by the Court to see that hearing on the question of sentence is not abused and turned into an instrument for unduly protracting the proceedings. The claim of due and proper hearing would have to be harmonized with the requirement of expeditious disposal of proceedings.

The non-compliance with the mandatory provisions of Section 235 (2) cannot be treated as a mere irregularity curable under Section 465 of the Code of Criminal Procedure, 1973. It is much more serious. It amounts to bypassing an important stage of the trial and omitting it altogether so that the trial cannot be said to be that contemplated in the Code. This deviation constitutes disobedience to an express provision of the Code as to the mode of trial. It goes to the root of the matter and the resulting illegality is of such a character that it vitiates the sentence.

[10.] In a recent judgment of a 3 (three) Judges Bench of the Supreme Court

delivered on 12.04.2019 in connection with Criminal Appeal No. 680 of 2007 (Accused ‘X’ Vs.

State of Maharashtra), one of the issue that was considered was the implications of noncompliance

of Section 235 (2) of the Cr.PC during the sentencing process before the Trial

Court. The Apex Court after taking into account various decisions of the same Court on the

issue, including the case of Allaudin Mian & Others (supra) and Santa Singh (supra) was of

the opinion that as long as the spirit and purpose of Section 235 (2) Cr.PC is met, i.e., the

accused afforded a real and effective opportunity to plead his case with respect to

sentencing, whether simply by way of oral submissions or by also bringing pertinent material

on record, there is no bar on the pre-sentencing hearing taking place on the same date as

the pre-conviction hearing. Depending on the facts and circumstances, a separate date may

be required for hearing or sentence, but it is equally permissible to argue on the question of

sentence on the same date if the parties wish to do so. In its conclusion amongst others, the

Apex Court thus held that non-compliance of Section 235 (2) Cr.PC can be rectified at the

appellate stage as well, by providing meaningful opportunity. If such opportunity is not

provided by the Trial Court, the Appellate Court needs to balance various considerations and

either afford an opportunity before itself or remand back to the Trial Court, in appropriate

case, for fresh consideration.

[11.] Coming back to the present case, it may be noticed that the Trial Court has in

the impugned judgment & order simply stated that it heard the counsel for the defence who

prayed for taking the lenient view and as for the appellant, he prayed to the Court for

showing mercy upon him. Further, while awarding the sentence to the appellant for his

conviction under Sections 376 (1) and 302 IPC, no praticular reason was given. As already

noticed earlier, the Trial Court has also not awarded the minimum sentence as prescribed

under Section 376 (1) IPC so as to enable this Court to assess the correctness of the

quantum of punishment challenged as was observed by the Apex Court in paragraph No. 48

of its judgment in Accused ‘X’ Vs. State of Maharashtra (supra).

[12.] Therefore, upon due consideration, we are compelled to remand the case back

to the learned Trial Court for giving the appellant an opportunity of hearing on the sentence

being contemplated in view of his conviction under the relevant sections of law. It is therefore


directed that upon receipt of a copy of this order, the learned Trial Court shall issue notice to

the appellant and the Public Prosecutor/Addl. Public Prosecutor by fixing a convenient date

for sentence hearing in terms of the law laid down by the Apex Court. Only after giving such

opportunity, the learned Trial Court shall proceed to pass the order of sentence as found to

be appropriate. The entire exercise should be completed within 3 (three) months. Thus, the

impugned judgment and order dated 02.11.2012 so far as it relates to the sentence stands

interfered with and the appeal accordingly stands disposed of.

[13.] A copy of this Order be communicated to the learned Trial Court as well as the

appellant in jail through the Special Superintendent, Central Jail, Aizawl.

[14.] For the valuable assistance rendered by Mr. C. Lalfakzuala, the learned Amicus

Curiae, he shall be paid a remuneration of Rs. 9,500/- (Rupees nine thousand five hundred)

only by the Mizoram State Legal Services Authority.

JUDGE JUDGE

Comparing Assistant

Print Page

No comments:

Post a Comment